Securities-Backed & Tailored Loans
Summary

Gain liquidity from your invested assets, without actually liquidating them. As both a sophisticated wealth manager and a lender, we can show you a strategy to pledge marketable securities including equities, corporate and government debt obligations, mutual funds and hedge funds to create an efficient funding mechanism. We can also assist with loans against control and restricted stock (Rule 144), holdings under “quiet” periods, gated funds and more1.

  • Take advantage of a fleeting opportunity that can’t wait for the underwriting process.
  • Refinance a pre-existing floating-rate loan that has become too costly.
  • Generate cash for difficult to underwrite assets such as artwork, aircraft, watercraft
  1. Banking Services offered by Fieldpoint Bank and trust.

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